Canadian Securities Administrators

Results: 443



#Item
41Investment / Canadian Securities Administrators / Securities Act / Canadian securities regulation / Ontario Securities Commission / Security / Prospectus / Initial public offering / Autorité des marchés financiers / Stock market / Financial economics / Financial regulation

CSA Notice and Request for Comment Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. December 11, 2014 Introduction

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2014-12-11 15:12:50
42Financial system / Canadian law / Canadian securities regulation / Canadian Securities Administrators / Capital market / Investment Industry Regulatory Organization of Canada / Securities Commission / Autorité des marchés financiers / Financial economics / Economy of Canada / Securities

For Immediate Release December 15, 2014 Canadian Securities Regulators Articulate Concerns on Routing Retail Equity Orders to U.S. Dealers Toronto – Members of the Canadian Securities Administrators (CSA) today set out

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-12-15 11:04:47
43Canadian securities regulation / Financial economics / Regulatory compliance / Business / Financial system / Financial regulation / Investment Industry Regulatory Organization of Canada / Securities

December 4, 2014 IIROC Response The Canadian Securities Administrators (CSA) plays an important oversight role and we appreciate receiving this valuable feedback and analysis of our operations. We are pleased with the fi

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Source URL: www.iiroc.ca

Language: English - Date: 2014-12-04 12:16:09
44Canadian law / Canadian securities regulation / Canadian Securities Administrators / Investor education / Mutual fund / Capital market / Securities Commission / Exempt market dealer / Financial economics / Investment / Economics

For Immediate Release November 4, 2014 Canadian Securities Administrators invite investors to get the Fund Facts during Financial Literacy Month Calgary – November is Financial Literacy Month and the Canadian Securitie

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-11-04 10:56:23
45Finance / Canadian law / Canadian securities regulation / Financial regulation / Short selling / Exchange-traded fund / Canadian Securities Administrators / Short / Securities Commission of New Zealand / Financial economics / Financial markets / Investment

For Immediate Release May 15, 2014 CSA Publishes Proposed Amendments to Order Protection Rule for Comment Toronto – The Canadian Securities Administrators (CSA) today published for comment proposed amendments to Nation

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-15 10:33:11
46Canadian securities regulation / United States securities law / Canadian Securities Administrators / Futures contract / Securities Commission / Finance / United States Securities and Exchange Commission / SEC filings / Exempt market dealer / Financial regulation / Financial economics / Canadian law

THE MANITOBA SECURITIES COMMISSION NOTICE[removed]THE COMMODITY FUTURES ACT – ADOPTION OF RULE On October 16, 2014 The Manitoba Securities Commission, along with other members of the Canadian Securities Administrators,

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2014-10-16 14:42:52
47Canada / British Columbia Securities Commission / Autorité des marchés financiers / Ontario Securities Commission / Canadian securities regulation / Canadian Securities Administrators / Securities Commission / Securities Act / Capital market / Financial regulation / United States securities law / Government

CSA Notice[removed]Update on Proposed Amendments to Multilateral Instrument[removed]Take-Over Bids and Issuer Bids, National Instrument[removed]Early Warning System and Related Take-Over Bid and Insider Reporting Issues and

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2014-10-10 10:41:24
48Financial regulation / United States securities law / 73rd United States Congress / Economics / Securities / Securities Act / Canadian securities regulation / Prospectus / Canadian Securities Administrators / Financial economics / Canadian law / United States Securities and Exchange Commission

Securities Act S.N.W.T. 2008, c. 10 Document Type: Implementing Rule

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Source URL: www.justice.gov.nt.ca

Language: English - Date: 2014-09-29 12:39:59
49Finance / Investor education / Jump$tart Coalition for Personal Financial Literacy / Canada / Financial literacy / Canadian Securities Administrators / Financial Consumer Agency of Canada / Ontario Securities Commission / British Columbia Securities Commission / Economics / Canadian law / Canadian securities regulation

PDF Document

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Source URL: www.fcac-acfc.gc.ca

Language: English - Date: 2014-11-21 10:10:56
50Financial services / Financial markets / Funds / Collective investment schemes / Mutual fund fees and expenses / Exchange-traded fund / Rate of return / Mutual fund / Futures contract / Financial economics / Investment / Finance

Canadian Securities Administrators (CSA): Mutual Fund Fees Research Data Request

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2014-11-10 11:03:03
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